Ronald D. Shindler

With 40 years of experience, Ronald Shindler is a seasoned securities lawyer. His practice focuses on securities litigation and regulatory proceedings. He represents leading financial institutions, national and regional brokerage firms, clearing firms and their officers, directors and employees. Ron regularly defends clients in State and Federal Court, arbitration and regulatory proceedings involving customers, employees, the Securities and Exchange Commission, the Financial Industry Regulatory Authority and State securities regulators.

A significant portion of his practice also relates to alleged violations of non-solicitation, non-compete and restrictive covenant provisions, and other related employment disputes.

Ron also advises and represents business entities in various transactional matters, including private placements and mergers and acquisitions. With his background in tax and as former senior counsel for a major NYSE member firm, Ron brings valuable insight to complex securities matters with a deep appreciation for his clients' business needs.